Compliance-focused managed IT for RIAs, accounting firms, wealth managers, and financial services companies under SEC, FINRA, or state oversight.
See Compliance WorkTalk to UsFinancial services firms operate under rules that most businesses do not have to think about. Email retention, data protection, cybersecurity disclosure, and vendor oversight are all part of daily operations. RE2 Tech provides managed IT services to financial services firms with compliance as a core part of the engagement.
Email archiving and retention for SEC and FINRA compliance, secure file sharing for client documents, multi-factor authentication on every system, cybersecurity controls that satisfy regulatory examination, written information security programs, incident response procedures, and vendor risk management support.
We help clients build and maintain the written information security programs required by state and federal rules. These are living documents that need to be reviewed, updated, and tested regularly, not one-time PDFs.
When regulators show up, you should not be scrambling for evidence. Our ongoing compliance support keeps documentation current so examinations go smoothly.
Call a RE2 Tech engineer today and get a specific proposal inside of 72 hours. No pressure, no long pitch.
952-223-4422helpdesk@re2tech.com